Brian Clark – President
Brian Clark has been the President of Patrick Capital Markets since its inception in 2009. Prior to joining Patrick; Mr. Clark served as the CFO of Duck Creek Technologies, an INC. 500 software technology company, and MegsInet, an early ISP company. Mr. Clark has also served in multiple financial management roles for a number of other companies including Charter Communications, Corecomm, CyberTel, and WilTel after spending nine years in public accounting. He is a graduate of Southeast Missouri State University where he earned a Bachelor of Science in Business Administration with a major in Accounting in 1975. He holds his CPA and Series 3, 7, 24, 28, 63, 65, 79 and 99 security licenses.
Ryan Klump – Chief Operating Officer
As the Chief Operating Officer for Patrick Capital Markets, LLC, Mr. Klump uses an approach of effectively balancing people, process and technology to deliver the highest level of service to our client, the investment professional. He began his career in the Financial Industry in 2003 where he has served in a number of versatile roles including Trading Associate, Director of Trading, Compliance Field Supervisor, Director of Operations, and currently the Chief Operating Officer. He is a graduate of Southeast Missouri State University where he earned a Bachelor of Science in Business Administration with an emphasis in Human Resources. He currently holds his Series 4, 7, 24, 66, 79, 99 and Life & Health Licenses.
Mary Ann Sewing – Chief Compliance Officer
As the Chief Compliance Officer for Patrick Capital Markets, LLC, Ms. Sewing is responsible for facilitating the product approval process, including review of contracts, offering documents, diligence and suitability. She has supervisory responsibilities for representatives that conduct investment banking, wholesaling, and third party marketing. Ms. Sewing has been in the securities industry for more than 20 years and has background in Operations, Investment Banking and Corporate Debt Syndicate. She earned a B.A. from St. Mary’s University and an M.B.A. from the University of Missouri, and holds Series 7, 24, 62 and 63 licenses.
Kurt Palos – Vice President of Business Development
As the Vice President of Business Development for Patrick Capital Markets, LLC, Mr. Palos is responsible for promoting Patrick Capital Markets to prospective representatives and ensuring a seamless transition process as they integrate into the firm. He is a graduate of Southeast Missouri State University where he earned a Bachelor of Science in Business Administration with an emphasis in Marketing Management. He currently holds his Series 7, 66 and 24 security licenses.